1. Compliance Analyst role within an Asset Management firm
2. 12-month FTC - Compliance Analyst "Generalist" role - £35k to £40k
About Our Client
Asset Management firm.
Job Description
3. Assisting with the management of the Compliance inbox, to ensure queries are directed to the relevant individuals and within agreed time frames
4. Assisting with conflict of interest sign offs (e.g. Gifts and Hospitality, PA Dealing, Outside Business Interests) in accordance with department operating procedures and as assigned by the line manager
5. Assisting with coordination and completion of the regulatory returns and regulatory applications in accordance with department operating procedures and as assigned by the line manager
6. Assisting with the regulatory change log and review of FCA (and other material) in accordance with department operating procedures and as assigned by the line manager
7. Maintaining insider log records
8. Contribution to Takeover Panel reporting
9. Assist with business queries on compliance-related matters
10. Contribution to ad-hoc tasks and projects as required
11. Working with the wider Legal, Risk and Compliance teams as required
The Successful Applicant
A successful Compliance Analyst should have:
12. Support with conflict of interest sign off's in regards to the following policies: Personal Account Dealings / Gifts & Entertainment / Outside Business Interests.
13. Evidence of being able to collate committee MI and packs.
14. Regulatory reporting experience.
15. Financial Services, specifically Asset Management, experience would be ideal.
What's on Offer
16. Competitive salary ranging from £35,000 to £40,000.
17. Hybrid working model - 2 days in the office in London.
18. Discretionary bonus scheme.
19. Opportunities for professional development, including support for qualifications.
If you are looking for a challenging and rewarding opportunity as a Compliance Analyst within the financial services industry, we encourage you to apply today!