Buy-Side Compliance Associate – Alternatives
London, West End
Permanent
On-site
£90,000 - £120,000
Overview
A leading alternative asset manager is seeking a buy-side compliance professional to join its London office. This is a front-office aligned role supporting investment activities across private equity, hedge funds, and UCITS structures.
This position is focused on compliance advisory and regulatory oversight within asset management.
Key Responsibilities
* Act as a key compliance contact for UK-based investment teams
* Provide day-to-day guidance on FCA regulatory requirements impacting:
* Discretionary portfolio management (AIF & UCITS)
* Investment advisory activities, including private equity strategies
* Interpret and apply MiFID II, COBS, SYSC, and UK MAR
* Deliver the UK compliance monitoring programme
* Assess breaches, incidents, and control gaps; support remediation
* Maintain and enhance UK compliance policies and procedures
* Support SMCR requirements and internal governance forums
* Support FCA reporting and regulatory submissions
* Assist with thematic reviews, regulatory enquiries, and examinations
* Provide oversight across:
* Private equity structures
* Hedge fund strategies
* UCITS products
* Review marketing materials and investor communications
* Work closely with US teams on cross-border compliance matters
* Support UK and EEA distribution and marketing compliance
Candidate Profile
* 5–10 years’ experience in compliance within an FCA-regulated asset manager
* Strong knowledge of MiFID II and UK investment management regulation
* Direct experience supporting alternative investments - private equity and/or hedge funds
* Proven track record working with investment teams / front office stakeholders
* Background must be in asset management / buy-side compliance
* Experience in a multi-strategy or alternative investment environment
* Familiarity with AIFMD and UCITS frameworks
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REF: JL173201