Job Description
Financial Compliance Manager \nFull Time, Permanent \n£50,000 - £60,000 \nFull Time, Permanent \n \nSF Recruitment are delighted to be working with a Financial & Legal services business in Derby in their search for a Financial Compliance Manager. As the Financial Compliance Manager you will be responsible for ensuring full compliance with the Solicitors Regulation Authority (SRA) Accounts Rules, overseeing the day-to-day operation of client accounts, and safeguarding client money within the firm. \n \nKey Responsibilities \n- Ensure full compliance with the SRA Accounts Rules and relevant regulatory requirements.
\n- Manage daily client account transactions including receipts, payments, and transfers. \n- Oversee client account reconciliations (daily/weekly/monthly) and resolve discrepancies. \n- Maintain accurate accounting records for client and office accounts.
\n- Prepare reports for senior management. \n- Support internal and external audits and regulatory inspections. \n- Review and approve client money movements and high-risk transactions.
\n- Provide guidance and training to staff on client money handling procedures. \n- Identify and escalate breaches or risks promptly. \n- Assist with policy development and continuous improvement of financial controls.
\n \nThe ideal Financial Compliance Manager: \n- Strong knowledge of the SRA Accounts...