If you are an experienced File Reviewer looking for a job where your technical expertise truly shapes advice quality, this could be the ideal next step in your career.
In this File Reviewer job, you will play a crucial role in reviewing financial advice files and ensuring they meet regulatory expectations and internal standards. You will work closely with advisers and paraplanners, offering clear, constructive feedback to maintain a consistently high standard of client outcomes.
Key aspects of this File Reviewer role include
Reviewing advice files for suitability, completeness and compliance with FCA requirements
Providing structured feedback to advisers and paraplanners to support development
Managing your own pipeline of reviews to meet service level agreements
Identifying recurring trends or risks and escalating where needed
Staying up to date with regulatory changes and applying these consistently
This Advice Checker / File Reviewer job offers strong long term progression, allowing you to deepen your technical knowledge and become a key contributor within a growing compliance function.
File Reviewer Requirements
Essential...