1. Compliance officer opportunity with clear progression into MLRO and HoC
2. Join a leading investment manager with more than £10b AUM
About Our Client
Our client is a globally recognised investment manager, who oversees a multibillion‑dollar portfolio across a diverse range of credit markets. The business operates across several major cities, bringing together deep expertise and global perspective to deliver consistent results for investors.
Job Description
3. Support UK/EU compliance operations, including regulatory programmes, filings, and ongoing governance requirements.
4. Manage core regulatory workflows such as IFPR, RegData, Connect, and related reporting streams while improving underlying data processes.
5. Contribute to global regulatory processes, including EMIR/SFTR/MiFIR reporting, and maintaining regional asset registers.
6. Assist with investigations, breach remediation, and maintaining registrations, compliance calendars, and risk registers.
7. Collaborate across internal teams, including Data Science, Finance, Legal, Operations, Research, and Portfolio Management & Trading.
8. Support broader risk and compliance standards as part of the wider Finance, Risk, Operations, and Technology function.
The Successful Applicant
The successful Compliance Analyst should have:
9. Mid‑level compliance experience, supported by relevant qualifications and regulatory registrations.
10. Strong understanding of UK and EU regulatory frameworks, ideally including IFPR, EMIR, SFTR, and MiFIR/MiFID II reporting.
11. Hands‑on experience with FCA RegData and Connect, regarded as essential.
12. Broad exposure to compliance obligations, governance processes, and internal audit practices.
13. Excellent communication, analytical, and problem‑solving skills, with the ability to prioritise effectively and work with high attention to detail.
What's on Offer
14. Competitive salary between £55,000 and £70,000.
15. Attractive performance-based bonus and equity opportunities.
16. Opportunities for career progression within a leading asset manager.
17. Generous pension scheme, healthcare and other benefits.
If you are a detail-oriented individual with a passion for compliance we encourage you to apply.