Responsibilities
:
1. To assist the team with all aspects of client contact, including ongoing and regular reporting requirements and ad-hoc reporting requirements
2. To act as the liaison with the Dealers and Back Office on the settlement of deals, keeping the team abreast of any irregularities
3. To maintain client lists and information, including spreadsheets/databases and Bloomberg sheets.
4. To review and advise on corporate actions
5. To provide all analytics for the team, including performance, asset allocation reports and capital gains
6. To ensure that all current/new client account data isplete, up-to-date and accurate at all times
7. To produce reports and presentations for existing and prospective clients including the collating and distribution of valuations and end of year packs
8. To deal with client correspondence and queries
9. To monitor portfolios content and performance for Investment Managers
10. To ensure all prospects are stored on the relevant database and all client correspondence on file
11. To preparing and collate research and stock rmendations for the Investment Managers, including purchase and sale paragraphs
12. To monitor external custodians for accuracy and timeliness of processing
13. Maintain and update Investment Policy Statements (IPS)
14. Execute required dealing activity under instruction to implement strategic and tactical asset allocation decisions in client portfolios
Requirements
Key Skills and Technical Requirements:
15. This role is open to those who have previously worked in a Front Office environment in a similar role, an Investment Assistant
16. Appropriate Level 4 qualification Investment Advice Diploma (IAD)
17. Good working knowledge of the Microsoft Suite of Products
18. Undertakes sufficient professional development for the role including CPD (log to be maintained)
Other Skills and Attributes:
19. Keeps abreast of all relevant developments in the financial services industry and any regulatory changes which may affect the team
20. Generates new ideas/initiatives to help promote firm to potential clients
21. Keeps accurate client records and ensures these are held in the appropriate format on the relevant database
22. Strong interpersonal skills; ability to build relationships with different teams
23. Takes initiative for their own work within an understood framework of scope and authority
24. Acts at all times in a professional manner
25. Deals with all matters promptly, professionally and effectively without being reminded
26. Conducts role in accordance with LGT's policies and procedures, within individual authorisation levels and in line withpliance requirements
27. Readily assists the team and the Firm in achieving its objectives
28. Undertakes other tasks or specific project work as and when requested by the Investment Managers
29. Makes effective use of time in order to carry out tasks to the appropriate standard
30. Excellent verbal and writtenmunication skills
31. Organised approach to work, with close attention to detail so that records (including client files) are maintained in line with the Firm's policies and procedures
Contact Information
We are looking forward to receiving your online application.
For any further information please do not hesitate to contact us.
LGT Wealth Management UK LLP
Human Resources
Alex Johnson Job ID JR6678