Customer Due Diligence Reviewer - 12 month FTC
The purpose of this role is to support the firms compliance and risk management obligations by ensuring a full understanding of each client and the associated AML (Anti-Money Laundering) risk. This position plays a key role in reviewing and maintaining client documentation and ensuring regulatory requirements are met.
Key Responsibilities
* Re-assess client relationships using the AML risk rating framework.
* Conduct detailed reviews of client files to ensure all information is accurate, up-to-date, and complete.
* Perform CDD (Customer Due Diligence) checks and data gap analyses, ensuring documentation aligns with the clients risk profile.
* Collect outstanding information by liaising with clients and internal stakeholders.
* Review account activity to confirm it aligns with the expected behavior and profile of the client.
* Ensure account structures are accurately documented and all relevant parties are entered into internal systems for ongoing screening.
* Participate in ongoing training relevant to AML, compliance, and internal processes.
Qualifications & Technical Skills
* Solid educational background.
* Proficient in Microsoft Office tools (Word, Excel, Outlook).
* Ability to quickly learn internal systems and processes, with training provided.
* Understanding of regulatory requirements related to AML and CDD (or willingness to develop this knowledge).
* Familiarity with core banking systems or client management platforms is advantageous.
Core Competencies
* Strong attention to detail and high level of accuracy.
* Excellent written and verbal communication skills.
* Well-organized with the ability to manage multiple priorities.
* Proactive approach to identifying and resolving issues.
* Committed to high ethical standards and professional integrity.