We are seeking an experienced Compliance Professional to join a leading investment management firm in London. This role is ideal for someone with a strong background in compliance, particularly in product and distribution compliance, regulatory reporting, and monitoring programmes.
The role
You will provide expert compliance advice across various functions, lead the development of the compliance monitoring programme, and ensure adherence to key regulatory frameworks, including MiFID II, UCITS, AIFMD, and sustainability regulations. Collaboration with senior stakeholders and regulators will be a key part of the role, alongside overseeing compliance related to marketing materials, RFPs, and conflict management. You will also manage and develop a small team, promoting a compliance-driven culture within the organisation.
What we are looking for
The successful candidate will have strong experience in compliance advisory and monitoring within investment management, a deep understanding of relevant regulations, and a proven track record in driving regulatory change. Strong communication skills and the ability to manage teams are essential.