Duties and Responsibilities The main duties and responsibilities of this role include the following:
To be a key member of the Financial Crime Compliance team which is the focal point for
the oversight of all activity relating to anti-money laundering (AML) and counter terrorist
financing (CTF) and the mitigation of other financial crime risks, including but not limited to,
bribery and corruption, and sanctions.
To work with the MLRO and Financial Crime Compliance team to enhance financial crime
policies and procedures, which enable Mizuho London to comply with relevant legislation,
regulation and guidance.
To monitor compliance with the London’s financial crime risk appetite and other
relevant financial crime risk management policies. This may include second line review and
approval of client onboarding, periodic reviews and screening, the review of transaction
monitoring and AML system alerts, and sanctions filtering alerts.
To assist the Financial Crime Compliance team in rolling out training and increasing
awareness of financial crime risks to the London staff..
Job Description
To assist the MLRO in making an annual report to the firm’s senior management in relation
to anti-money laundering and other financial crime matters, including but not limited to, the
preparation of regular management information to London and Head Office senior
management.
To assist with the provision of advice to stakeholders on financial crime risks.
To conduct quality assurance checks of financial crime controls including KYC and
sanctions related activities.
To assist with other tasks as may be assigned from time-to-time.