Jobs
My ads
My job alerts
Sign in
Find a job Career Tips Companies
Find

Certification and compliance lead

Newcastle Upon Tyne (Tyne and Wear)
Clayton Davies
Posted: 30 August
Offer description

⭐️ Certification & Compliance Lead

📍 Home Based

💰 Competitive Salary


Our client is a leading wealth management firm who are seeking a motivated professional to take ownership of their Certification Regime responsibilities under the FCA’s Senior Managers & Certification Regime (SMCR). This role plays a vital part in ensuring that all certified staff remain fit and proper to perform their roles, and that their regulatory obligations are delivered to the highest standards.


Role & Responsibilities: 📋


* Coordinating the checks and assessments that confirm colleagues are “fit and proper” to carry out their roles.
* Guiding managers and staff so they understand their responsibilities under the regime.
* Keeping accurate records and reporting to show we’re doing things properly.
* Spotting and dealing with any issues that could affect certification.
* Working with various teams to weave certification into everyday processes like recruitment, training and performance reviews.
* Looking for ways to make our processes smoother and more effective.


Do you have the following to apply? ✅


* Diploma in Regulated Financial Planning (or equivalent).
* Strong understanding of SMCR, the FCA Handbook and compliance expectations
* Previous Compliance experience within a wealth management/IFA company.


Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.


Clayton Davies is acting as an employment agency on behalf of our client.

Apply
Create E-mail Alert
Job alert activated
Saved
Save
See more jobs
Similar jobs
jobs Newcastle Upon Tyne (Tyne and Wear)
jobs Tyne and Wear
jobs England
Home > Jobs > Certification and Compliance Lead

About Jobijoba

  • Career Advice
  • Company Reviews

Search for jobs

  • Jobs by Job Title
  • Jobs by Industry
  • Jobs by Company
  • Jobs by Location
  • Jobs by Keywords

Contact / Partnership

  • Contact
  • Publish your job offers on Jobijoba

Legal notice - Terms of Service - Privacy Policy - Manage my cookies - Accessibility: Not compliant

© 2025 Jobijoba - All Rights Reserved

Apply
Create E-mail Alert
Job alert activated
Saved
Save