We are looking for 4 x Client File Reviewers to join us on a 12-month fixed-term contract basis. The role is required to ensure that we have a comprehensive understanding of each client and the AML risk which they pose to the business.
Role responsibilities
1. Re-risk the client relationship using the AML risk rating tool.
2. Review client files thoroughly.
3. Conduct CDD completeness checks and data gap analysis to ensure CDD is appropriate for the client’s risk level, complete, up-to-date, and that SOW/SOF information is comprehensive.
4. Collect missing information and follow up with clients and Executives as needed.
5. Review account activity to ensure compliance with expectations.
6. Ensure the account structure is correctly documented and parties are accurately stored in Avaloq, including overnight screening.
7. Undertake relevant technical or other training as required.
Additional Details
* Seniority level: Not Applicable
* Employment type: Contract
* Job function: Administrative and Finance
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