We are looking for 4 x Client File Reviewers to join us on a 12-month fixed-term contract basis. The role is required to ensure that we have a comprehensive understanding of each client and the AML risk which they pose to the business.
Role responsibilities
1. To re-risk the client relationship using the AML risk rating tool.
2. To focus on the review of client files.
3. To undertake a CDD completeness check/data gap analysis to check that CDD is appropriate for the level of risk which the client poses to the company, that it is complete and up to date and that SOW/SOF information is complete.
4. To collect missing information and chase any requested information by communicating with clients and Executives.
5. To undertake a review of the activity on the account, ensuring it is in keeping with expectations.
6. To ensure that the account structure is correctly documented and that all parties are stored in Avaloq, to be included in the overnight screening.
7. Undertake technical or any other relevant training as and when required.
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