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Director at Arbuthnot Yon - Legal, Compliance and Company Secretarial Professionals
Our client is a true pioneer that creates, markets, distributes and manages exchange traded products (ETPs) encompassing funds (ETFs) and commodities (ETCs) on behalf of its clients (a mix of investment banks, asset managers and investors).
We are now looking for a legal professional to join the London office in a role that encompasses both legal and compliance elements. This role is broad in scope and offers the opportunity to work in a supportive environment within an exciting area of the funds market.
You may be an experienced paralegal, looking to acquire qualifying work experience (QWE) on the path to qualification via the SQE route, or you may be looking to acquire further in-house paralegal experience within the financial services sector.
What will the role involve?
* Providing legal support to the business:
* regulatory support relating to new funds and products on the exchange traded platforms;
* reviewing KIID/KID documentation and funds agreements;
* help with general commercial contracts such as ancillary agreements, NDAs, low budget service agreements and rebates;
* Supporting the Head of Compliance in;
* analysis and implementation of upcoming European regulation;
* attendance at weekly sales and strategy meetings from a compliance monitoring perspective;
* KYC and AML;
* reviewing marketing materials to ensure compliance with relevant irish regulation/codes of practice.
Entrepreneurialism and opportunism are key factors behind our client’s success thus far and they continue to drive the firm’s growth.
As such, this role would suit candidates that appreciate these qualities and similarly, can thrive in a dynamic, fast paced and fluid business environment.
This is a rare opportunity to join a team at the cutting edge of the funds space who are unlocking the potential in both traditional and new investment markets.
For more information please contact:
Matthew Bloxham, matt@aysearch.com
OR
Due to a high volume of applications we will only respond to those we deem suitable for the role
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Seniority level
* Seniority level
Associate
Employment type
* Employment type
Full-time
Job function
* Job function
Legal
* Industries
Investment Management and Financial Services
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