Company Description
AlTi Tiedemann Global (“AlTi”) is a NASDAQ listed global wealth and alternatives manager, in the business of turning powerful ideas into high-performing strategies and solutions. The firm currently manages or advises on approximately $77 billion in combined assets and has an expansive network of c. 400 professionals across three continents.
Whether our clients are individuals or institutions, foundations or family-led businesses, we offer a connected ecosystem of advice, solutions and innovative investment opportunities from across our global network.
We are passionate about finding better ways to serve our clients. We approach problems with open-mindedness and a restless entrepreneurial spirit to deliver more for clients.
Our culture is rooted in curiosity. We support the unique qualities of each team member and the entrepreneurial spirit shared by all of us. We come from different backgrounds and offer different perspectives. We believe these differences make us better suited for a fast-changing world.
As a growing global firm with offices in 20 major financial centres, we are looking for talented individuals to expand our team. If you share our passion for ideas and commitment to excellence, we want you to join us.
To learn more visit alti-global.com.
Job Summary
We are seeking an experienced Compliance Officer to join our UK Wealth Management team. Reporting to AlTi’s International Chief Risk and Compliance Officer (CRCO), the role will lead on regulatory and financial crime compliance activities in relation to AlTi Wealth Management UK, as well as supporting, where needed, our Compliance Officers across the International footprint.
The role will play a critical role in stewarding all relevant compliance risks and related reporting to UK Board and IWM Risk Governance. This position will support AlTi’s broader vision of delivering excellence in Wealth Management fostering a robust compliance culture, aligning with global regulatory standards, and addressing the evolving requirements of a diverse investor base.
This role provides an opportunity to contribute to AlTi’s reputation for excellence, enabling access to high-quality investment solutions while upholding the integrity of our operations. The successful candidate will collaborate closely with internal teams, external stakeholders and regulatory bodies to ensure that all activities meet the highest levels of transparency, accountability, and compliance.
Key Responsibilities:
* Develop and maintain comprehensive compliance frameworks across all wealth management activities for both regulatory and financial crime risk.
* Ensure compliance with all relevant UK regulations including, inter alia the FCA Handbook, and money laundering regulations.
* Responsibility for monitoring the regulatory environment to keep abreast of current legislation, key regulatory initiatives and future developments and interpret the impact on the business area, including ensuring regulatory changes are tracked, and that policies appropriately amended.
* Review the assessment of procedures and controls to ensure policy compliance.
* Working with the Board, key Business partners and the CRCO to resolve any issues identified.
* Develop and oversee the Compliance Monitoring Programme.
* Ensure required regulatory filings are submitted
* Set appropriate compliance and awareness training, supplemented by in-person training depending on business needs.
* As a key member of the IWM Compliance Management team, support the CRCO in coordination of International Compliance issues.
* Work with broader Risk teams to ensure that compliance related risks, controls and issues are accurately recorded in AlTi systems in accordance with the Risk Management framework.
* Prepare papers and related MI for UK Board and other IWM Risk Governance meetings including reporting of current issues and emerging risks.
Qualifications
Experience:
* Minimum of 10 years in a compliance role within wealth management, fund management, or a related field.
* Previous experience in an appropriately senior position, with responsibility for compliance in an international wealth management business or other similar financial institution.
Education:
* Bachelor’s degree.
* Professional certifications such as CISI Level 6, ICA, or equivalent are advantageous.
Skills:
* Strong analytical and problem-solving capabilities.
* Excellent verbal and written communication skills.
* Proficiency in compliance tools and systems.
* Demonstrated ability to work in cross-functional teams and collaborate with internal and external stakeholders.