Job Description
About the Role
Our client is a market-leading investment platform, who are currently seeking an experienced Compliance Manager to join their team in London. You’ll ensure their operations continue to meet regulatory standards, drive a culture of ethical business, and keep front and back office teams updated and supported on compliance developments.
Key Responsibilities
* Develop and maintain compliance policies and procedures
* Monitor and assess regulatory risks
* Deliver guidance and training to staff
* Prepare compliance reports for senior management
* Investigate and resolve compliance issues
* Coordinate audits and liaise with regulatory bodies
Requirements
* At least 5 years’ proven compliance or legal experience in a FCA or PRA regulated business
* Strong knowledge of UK and international regulations
* Strong understanding of asset management
* Excellent analytical and communication skills
* Strong communication (verbal & written) and stakeholder management skills
* Ability to manage your own time, workload and multiple priorities
What We Offer
1. Salary up to £84,500 plus bonus and benefits
2. Hybrid working options
3. Private healthcare and...