Job Description
Fisher Investments Europe is looking for an experienced suitability reviewer to join an internal business assurance team.
The Opportunity:
The PCA group provides regulated financial and investment advice to potential clients and all existing clients in the UK and across Europe. As a Business Assurance Analyst, you will review and assess suitability reports related to money purchase pensions, ISAs, General Investment Accounts, investment bonds (onshore and offshore) and trusts to ensure that all financial and investment advice recommendations are in our clients' best interests and meet internal standards.
The Day-to-Day:
1. Review suitability reports to ensure that any financial and investment advice given to potential and existing clients meet the overarching suitability requirements of the Financial Conduct Authority
2. Proactively contact internal clients and seek further information and any necessary clarifications
3. Provide feedback to report writers and respond to any follow-up enquiries
4. Provide feedback to the Training Program Manager within the PCA group on areas that require further improvement and development in the advice team
5. Discuss possible process improvements with management and senior management
6. Attend roundtable meetings with report writers to discuss ...