We are currently supporting an established Wealth Manager looking to appoint a Compliance Analyst in a generalist role. Responsibilities: Provide day-to-day Compliance support to the business, ensuring adherence to FCA regulations and internal policies Deliver regulatory advice on both transaction-specific matters and broader Compliance queries Conduct Compliance monitoring reviews across key areas including best execution, suitability, market abuse, and trade reporting Identify and assess emerging regulatory risks, working with the business to implement appropriate controls and mitigation strategies Review, investigate, and resolve breaches and errors, ensuring accurate recording, escalation, and remediation where required Perform horizon scanning on regulatory developments and assess potential commercial and operational impacts Review and approve financial promotions and marketing materials in line with applicable regulations Maintain and update Compliance policies and procedures to ensure they remain current and effective Requirements: Minimum 5 years generalist Compliance experience, ideally gained within a wealth or investment management environment, with exposure to retail clients Working knowledge of MiFID II and the FCA Handbook Broad generalist skill set with the ability to manage a variety of Compliance responsibilities Strong organisational skills with the ability to prioritise, multi-task, and deliver to deadlines in a fast-paced environment