A highly established Insurance group are focused on finding an experienced Risk and Compliance Officer to work on a Hybrid basis.
The role:
COMPLIANCE
The range of duties encompass Horizon scanning - monitor regulatory or legislative changes which may affect the business and pro-actively share insight through regulatory updates.
Formal Assurance - Assist in the design and implementation of the Compliance Monitoring Programme (CMP).
Take ownership of the plan and reporting. • Flexible Assurance - Plan and execute assurance testing on areas of the FCA Handbook to react to current and emerging risks (e.g. thematic / rapid reviews).
Financial Promotions implement a process for reviewing and approving financial promotions.
ICO compliance - Ability to provide expertise and experience in meeting the requirements of GDPR and ensuring all relevant documentation is in place.
Operational Resilience - Capture and document all aspects of the business ability to operate under varied scenarios to ensure op resilience stress testing and review the tolerances set.
Essential
1. Experience in a risk, compliance, or quality assurance role.
2. Familiar with creating/using compliance monitoring programmes.
3. Exposure to the basics of risk management.
4. Have a working knowledge of the FCA handbook including, SYSC, PERG and PROD.
5. Ability to work with the business to ...