Area Compliance / Supervision Manager - Field Based - Guildford, Portsmouth, or Bournemouth
PRIMIS Mortgage Network is the largest Mortgage Network in the UK and part of the LSL Property Services plc group.
We are recruiting for a home working / field-based AREA COMPLIANCE / SUPERVISION MANAGER to join our 50+ strong Area Supervision team across the UK that supports 3000+ regulated advisors & appointed representatives throughout our network.
Region to be covered: Guildford, Portsmouth, or Bournemouth geography.
This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage & Protection compliance / supervision to join a truly fast paced people business. Candidates will only be considered if they have relevant supervisory experience within the Mortgage Industry.
Responsibilities
* Ensure compliance with both in house and regulators’ compliance procedures for appointed representatives
* Ensure appropriate standards/procedures are followed by authorised appointed representatives
* Instruct, coach, and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales
* Identify areas where Advisors can improve their standards and associated risk ratings
* Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements
* Identify areas of improvement, ensuring an appropriate report or action plan is communicated with responses monitored to ensure deadlines are timely and achievable
* Facilitate in the delivery of appropriate training, liaising with the PRIMIS training team where necessary
* Demonstrate a suitable level of industry knowledge and experience to conduct the role
* Ensure that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met
* Supervise individual Advisors in accordance with the approved training and competence scheme
Qualifications & Requirements
* Salary: £38,000-£42,000 per annum DOE, negotiable (includes car allowance)
* A full UK driving licence is essential
* Full CeMAP or equivalent qualification required; Equity Release qualification also desirable
We are an equal opportunity and Disability Confident employer, dedicated to building a diverse and inclusive workplace. We welcome applications from people of all abilities and backgrounds, and we do not discriminate based on disability or individual needs. If you require any reasonable adjustments during the recruitment process, please let us know.
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