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Compliance analyst

Salisbury
Permanent
ReQuire Consultancy LTD
Compliance analyst
Posted: 16 December
Offer description

We are exclusively recruiting for a Compliance Analyst on behalf of a successful, FCA-regulated wealth management firm as part of a planned growth and succession strategy. This is a great opportunity to step into a well-established compliance function, replacing an existing team member who is progressing into Senior Management role. You’ll receive hands-on mentoring, strong support, and clear career progression within the Compliance division. The Role You’ll provide second-line compliance and risk support, helping ensure the business operates in line with FCA regulations while working closely with teams across the firm. Key Responsibilities * Supporting the Compliance Officer with day-to-day compliance oversight * Assisting with compliance monitoring and risk frameworks * Helping maintain policies, procedures, and internal controls * Monitoring regulatory developments and supporting implementation * Producing management information and assisting with FCA reporting * Promoting a strong compliance culture across the business Experience Required * Minimum 2 years’ experience in an FCA-regulated environment * Background in Compliance, Operations, Risk, or Business Assurance * Strong attention to detail and analytical mindset * Confident communicator with a proactive approach ...

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