I'm supporting a growing FCA-regulated Wealth Management business with c.£500m AUM that is looking to appoint a hands‑on compliance leader to support its next phase of growth.
This is a broad role covering:
* Financial crime
* Regulatory advice to the business
* M&A support and due diligence
* Future leadership of the compliance function
Initially, the successful individual will be the sole compliance resource, so practical experience in IFA/Wealth Management compliance is essential.
Suitable backgrounds may include:
* Head of Compliance
* Compliance Manager
* Senior Compliance Manager
* MLRO
* Risk & Compliance Manager
Location: South West or Yorkshire (Hybrid)
This is an excellent opportunity for someone looking to combine hands‑on compliance oversight with the chance to help shape and build a growing function.
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