Jobs
My ads
My job alerts
Sign in
Find a job Career Tips Companies
Find

Compliance manager - broker

London
Arthur Recruitment
Compliance manager
Posted: 2 June
Offer description

Arthur are working with a London Market Insurance Broker as they seek a Compliance Manager to join their dynamic team. Reporting into the Senior Compliance Manager, you will be responsible for helping the wider compliance team with the production and maintenance of the group regulatory compliance framework with a focus on regulatory conduct. Main Duties Assist the broking business with implementation of new changes arising either from regulatory or strategic changes. Review of breach registers and E&O’s to identify control weaknesses, trends and root cause analysis. Staying on top of horizon scanning across UK and EU to ensure effective oversight of regulatory and legislative changes. Supporting with oversight of Appointed Representatives. Assisting with ensuring the firm’s SMCR accountabilities are accurate. Ensuring stakeholders are aware of the latest regulatory expectations including FCA conduct rules and financial promotions standards. Champion the FCA Conduct and Consumer Duty rules, acting as a point of contact to seek advice from. Collaborating with the wider Compliance team to ensure appropriate policies exist to comply with legislation. About You Ability to manage, prioritise and work independently. Experience in regulatory compliance in insurance. Strong understanding and demonstrable experience with ICOBS. Exceptional written and verbal communication skills. Genuine desire to progress and develop personally. Previous experience in regulatory Conduct themes.

Apply
Create E-mail Alert
Job alert activated
Saved
Save
Similar job
Trading estates and compliance manager
Orpington
St Christophers
Compliance manager
£40,000 a year
Similar job
Vat compliance manager
London
Buzzacott LLP
Compliance manager
Similar job
Senior compliance manager
London
Larbey Evans Ltd
Compliance manager
See more jobs
Similar jobs
Finance jobs in London
jobs London
jobs Greater London
jobs England
Home > Jobs > Finance jobs > Compliance manager jobs > Compliance manager jobs in London > Compliance Manager - Broker

About Jobijoba

  • Career Advice
  • Company Reviews

Search for jobs

  • Jobs by Job Title
  • Jobs by Industry
  • Jobs by Company
  • Jobs by Location
  • Jobs by Keywords

Contact / Partnership

  • Contact
  • Publish your job offers on Jobijoba

Legal notice - Terms of Service - Privacy Policy - Manage my cookies

© 2025 Jobijoba - All Rights Reserved

Apply
Create E-mail Alert
Job alert activated
Saved
Save