Job Title:
File Reviewer
Industry:
Financial Services
Location:
Altrincham (hybrid)
Salary:
£40,000 + Excellent benefits
Reference Number: 1140
Recruit UK are pleased to be working with a reputable wealth management firm who are looking to grow its compliance team in Altrincham. With offices across the UK, this company continues to expand their presence in the UK private client advice market.
They put a big emphasis on professional development, supporting with exams, and offering avenues to progress internally. The role is therefore an excellent opportunity for someone interested in technical compliance and the vital role it plays in the delivery of Financial Advice to clients.
Responsibilities
* Undertake pre and post sale file reviews
* Ensure advice recommendations complies with the FCA and Consumer Duty
* Share feedback internally on quality of advice
* Support wider team
What's in it for you:
* 2 days working from home & flexible working opportunities
* Support with professional development
* Defined career progression
* Critical Illness Cover & Income protection
* Medical & dental insurance
* Starting at £40,000+
Skills and experience required
:
* Level 4 Diploma (CISI or LIBF)
* 2 years' industry experience (Financial Planning, Wealth Management
* Technical knowledge across Investment Suitability
* Strong knowledge of FCA regulations and framework for advice
Get in touch or apply online to find out more about this opportunity