Join TrinityBridge Paraplanning team where you will support Advisers, and ultimately clients, in the advice giving process with suitability reports, product research, and technical analysis.
Responsibilities
* Discuss client objectives with the Adviser during debrief. Identify any shortfalls in client information and discuss with the Adviser.
* Request and review all necessary information and undertake financial analysis to produce financial reports for discussion with the Adviser.
* Undertake research to identify suitable solutions to meet the client’s needs.
* Request and obtain information/comparisons for analysis by the Adviser within agreed timeframes.
* Consider current and future allocation of assets for investment strategy with regard to client risk profile.
* Check all compliance paperwork and internal sign off documents are present.
* Prepare draft recommendation reports to be discussed and signed off by the Adviser. Ensure any recommendations detailed in a report are in line with internal guidance/procedures and the up-to-date report template is used.
* Request and obtain application forms and other associated paperwork.
* Submit paperwork when advice is taken up in accordance with Company procedures. Ensure all paperwork is in order.
* Ensure appropriate data is accurately recorded on Company back-office system(s) and updated in line with Company procedures.
* On-going servicing of clients, for example, withdrawals or fund switches.
* Ensure adherence to Department’s and Company procedures, including all Compliance guidelines, and Department’s Key Performance Indicators (KPIs)/objectives.
We Would Love To Hear From You If
* You have a minimum of Regulated Diploma in Financial Planning (CII) or Diploma in Financial Planning, Level 4 qualified.
* You understand the Financial Planning process, including Paraplanning department’s processes and procedures, and ensure these are followed.
* You can work within defined business processes and achieve outcomes without supervision.
* You can multi-task, prioritize, and plan your workload effectively.
* You possess strong IT skills.
* You have good report writing and communication skills.
* You have a “can do” approach.
At TrinityBridge, we welcome individuals from diverse backgrounds and encourage you to apply even if you don’t meet every qualification. We promote inclusivity and are open to flexible work arrangements to support work-life balance.
#J-18808-Ljbffr