BUSINESS UNIT AND ROLE OVERVIEW
Investment Banking Compliance supports the Investment Banking business by providing advice and guidance on regulatory, legal, and compliance matters. Investment Banking ("IB") includes M&A, financial advisory, and financing transactions, such as equity and debt capital markets, structured finance, credit finance, and corporate derivatives. We currently have an opportunity for an analyst in London to cover the IB M&A Advisory business in EMEA.
RESPONSIBILITIES
* Providing advice and compliance oversight to IB personnel on transactions, new business initiatives, and significant business changes affecting the firm, including compliance, regulatory, and reputational issues.
* Developing and implementing policies, procedures, and best practice standards within IB.
* Keeping up to date with relevant regulatory and rule changes.
* Creating and implementing new controls and surveillances to mitigate risks by analyzing transactional processes and activities of bankers.
* Assisting other compliance teams in monitoring IB activities to ensure adherence to laws, regulations, and firm policies, including developing surveillance and forensic compliance programs.
* Creating and delivering live and online compliance training programs for bankers on legal, regulatory, and compliance requirements.
* Responding to regulatory inquiries and investigations.
SKILLS / EXPERIENCE
* Interest in financial markets and investment banking.
* Motivated self-starter who learns quickly and works well under pressure.
* Strong analytical, problem-solving, and organizational skills.
* Effective communicator capable of summarizing and defending positions.
* Proactive team player with collaborative spirit across disciplines.
* Excellent interpersonal and communication skills; outgoing, persuasive, and courteous.
ABOUT GOLDMAN SACHS
Goldman Sachs is committed to helping clients, shareholders, and communities grow through our people, capital, and ideas. Founded in 1869, we are a leading global investment banking, securities, and investment management firm with offices worldwide.
We foster diversity and inclusion, providing opportunities for professional and personal growth through training, benefits, wellness programs, and firmwide networks. Learn more at GS.com/careers.
Our benefits include comprehensive health and welfare programs, generous vacation policies, financial wellness and retirement planning, health services, on-site fitness centers in some locations, child care and family care services, and other benefits designed to support our employees' well-being and work-life balance.
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