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Audit manager - cass

Watford
Permanent
The Clear
Audit manager
Posted: 7 August
Offer description

This is an Audit Manager role with a focus on FCA CASS compliance, particularly Chapters 6 and 7. The position is based primarily at my client’s Watford office and offers the opportunity to lead audits for a varied portfolio of regulated entities, supporting the continued growth of the firm. Key Responsibilities: • Leading audits from planning through to completion, with a particular focus on CASS audits, including testing controls around client money and custody assets. • Managing on-site audit teams and reviewing work to ensure compliance with FCA CASS rules (Chapters 6 & 7) and audit standards. • Preparing planning documentation, completion procedures, risk assessments, and management letters for FCA-regulated clients. • Assisting with the training and supervision of junior staff, including on-the-job coaching related to CASS-specific audit procedures. • Supporting senior managers and principals with technical queries, file reviews, and CASS-related documentation. Candidate Requirements: • ACA or ACCA qualified (essential). • At least 2 years’ audit experience within a UK accountancy firm. • Practical experience auditing FCA-regulated firms with a strong understanding of CASS 6 and 7. • Able to identify CASS control weaknesses and provide practical, compliant recommendations. • Strong IT skills and familiarity with accounting and audit software packages. Employme...

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