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Head of compliance (wealth)

Bristol (City of Bristol)
Permanent
Eden Rose
Head of compliance
Posted: 17 September
Offer description

We are partnering with a growing, acquisitive financial services group to recruit a Head of Compliance & MLRO (SMF16/17). This senior leadership position is pivotal in shaping the firm’s regulatory culture and strategy, with responsibility for both Compliance Oversight and Financial Crime/AML across its FCA-regulated Wealth Management and Financial Advisory businesses. The Role: * Act as Head of Compliance (SMF16) and MLRO (SMF17), leading compliance oversight and financial crime responsibilities across the Group. * Provide strategic compliance leadership to senior management, ensuring adherence to the FCA Handbook, AML regulations, and JMLSG guidance. * Lead engagement with the FCA and drive forward regulatory change projects. * Build, manage, and develop a strong compliance team. * Support newly acquired businesses through integration into the Group’s Compliance, Risk, and Financial Crime frameworks. The Person: * Proven senior compliance leadership experience within a wealth management and/or financial advisory environment. * Strong technical knowledge of FCA regulations, AML, and financial crime. * Experienced in managing FCA relationships and delivering regulatory change. * Demonstrated ability to lead, inspire, and develop compliance professionals. * Exposure to M&A or firm integrations desirable. Why Join? * A high-profile, influential role at the heart of a dynamic, ...

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