1 week ago Be among the first 25 applicants At Aspire, we’re more than just a FinTech company—we’re the leading all-in-one financial operating system built to empower the world’s innovators and entrepreneurs. We are on a mission to reinvent business finance, empowering startups and businesses to realise their full potential.
In 2023, we successfully closed an oversubscribed USD 100 million Series C equity round led by Sequoia Capital and Lightspeed Ventures with participation of Tencent, Paypal Ventures, LGT Capital Partners, Picus Capital and MassMutual Ventures. To power our solutions, we have partnered with some of the best companies in the world such as Visa and Wise and empowered more than 50,000 businesses using our suite of products.
Are you a top talent who is passionate about entrepreneurship? We are seeking an experienced Investment Compliance Director to support our global yield expansion initiatives and oversee investment regulatory compliance across multiple jurisdictions. This role will be pivotal in ensuring compliance with all investment-related regulatory requirements, supporting investment license applications globally, and acting as the UK Compliance Officer (CO) for the UK investment license.
This role focuses on providing global investment compliance oversight, ensuring adherence to regulations across multiple jurisdictions including the UK, Singapore, US, Australia, and Hong Kong, while also leading investment license applications and acting as the UK Compliance Officer. You will be responsible for developing compliance frameworks, monitoring regulatory developments, engaging with regulators, overseeing investment risk, collaborating with product teams to build compliant investment products, and providing internal compliance advisory and training.
7+ years of compliance experience in the investment, asset management, or financial services sector.
~ Strong understanding of global investment regulatory frameworks (e.g., FCA, MAS, SEC, ASIC, SFC, and NL investment license requirements).
~ Experience managing investment license applications and engaging with regulators.
~ Proven ability to navigate complex investment compliance matters, including fund management, structured products, and portfolio compliance.
~ Familiarity with AML/KYC obligations related to investment businesses.
~ Experience working in a fast-paced, international, and high-growth financial institution.
~ FCA-approved status (or ability to become FCA-approved) as a UK Compliance Officer
Uncapped flexible annual leave.
Hybrid work arrangement.
Training subsidy for your professional growth.
Culture is Key: We always strive to cultivate a special culture that brings special talents together - You can learn more about our culture on our careers site and LinkedIn Life page.
Aspire is an equal opportunity employer and is committed to providing equal employment opportunities to all qualified individuals without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, or any other protected characteristic as outlined by applicable laws.
Please note: by submitting your application, you acknowledge that you have read and understood Aspire’s Data Protection Policy for Employees, Freelancers, Contractors and Job Applicants (the “ Policy ”), and consent to the collection, use and disclosure of your personal data by Aspire for the purposes set out in the Policy. You may withdraw consent for such collection, use and disclosure, and make an access or correction request in respect of your personal data, in accordance with the Policy by emailing people@aspireapp.Employment type Full-time
Job function Legal
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