Our client, a Global Asset Manager, are looking for a Financial Crime Third Party Oversight specialist to join their AML team based in London.
Responsibilities below:
Review TPA Financial Crime ("FC") policies and procedures to ensure they are aligned to FC Policies and Standards.
Work with TPAs to communicate and incorporate key FC standards and process changes into respective operating procedures.
Identify changes required to service level agreements and work with TPAs to refresh agreements accordingly.
Coordinate and attend regular TPA-related governance fora.
Conduct thematic QA over TPA files e.g. Due Diligence and screening cases.
Escalate and triage findings to the Monitoring & Control Global Team Lead where TPAs are not meeting expected requirements.
Previous experience within Third Parties and AML is preferred.
For further information please don't hesitate to contact me on my email: