Ob Title: Risk & Compliance Officer
Location: North East
Salary: Competitive, dependent on experience
Job Type: Full-time, Permanent
About the Firm:
We are a well-established and forward-thinking law firm with a strong reputation for delivering high-quality legal services. Due to continued growth, we are seeking an experienced Risk & Compliance Officer to join our team and play a key role in maintaining and enhancing our regulatory and compliance framework.
The Role:
As a Risk & Compliance Officer, you will support the firm in ensuring adherence to all relevant legal, regulatory, and professional standards. You will work closely with senior management to identify, assess, and mitigate risks while promoting a strong culture of compliance throughout the business.
Key Responsibilities:
Monitoring and ensuring compliance with SRA regulations and other applicable legal frameworks
Assisting with the development, implementation, and review of internal compliance policies and procedures
Managing and maintaining the firm's risk register
Conducting file reviews and internal audits
Supporting AML, KYC, and conflict checking processes
Investigating and reporting breaches, incidents, and complaints
Delivering compliance training to staff across the firm
Acting as a point of contact for compliance-related queries
Requirements:
Proven experience in a Risk & Compliance role within a law firm (essential)
Strong knowledge of SRA Standards and Regulations
Experience handling AML, GDPR, and regulatory compliance matters
Excellent attention to detail and analytical skills
Strong communication and interpersonal abilities
Ability to work independently and manage multiple priorities
Desirable:
Previous experience supporting COLP/COFA functions
Relevant compliance or legal qualifications
What We Offer:
Competitive salary and benefits package
Opportunities for professional development and career progression
A supportive and collaborative working environment
Flexible working options (where applicable)
How to Apply:
If you are an experienced Risk & Compliance professional looking to take the next step in your career within a reputable law firm, we would love to hear from you. Please submit your CV for consideration