TheCompany:
AhighlycredibleFinancialAdvisory&InvestmentManagementfirmbasedintheCityOfLondon.
TheRole:
ThisroleisjoininganexcitingnewteambasedinEdinburgh.
Thisroleisa9 month FTC
TheClientDueDiligenceAssociatewillplayakeyroleinsupportingthenewAMLandOnboardingdepartment.
TheClientDueDiligenceAssociatewillensurethatCustomerDueDiligenceandClientPeriodicReviewsareconductedeffectively,fornewcustomersandensurethatthecompanysAnti-FinancialCrimepoliciesandallotherrelevantapplicableregulatoryrequirementsarecompliedwith.
EnsurethatappropriateClientDueDiligence,KYCandAMLchecksarecarriedoutonallnewInvestmentManagementclients/customersinaccordancewithpoliciesandprocedures.
TheClientAssociateDueDiligencewillensurethatappropriateclientdocumentationisissuedtoallnewcustomers.
ProvideadviceandassistancetotheFront-Officeontherelevanton-boardingpoliciesanddocumentationrequirements.
ConductanalysisandduediligenceofreceivedAML/Sanctionscreeningalertsandrecognisehighriskfiles,PEPs,adverseinformation,reputationalriskandothercompliance/financialcrimerisktriggers-undertakeenhancedclientduediligenceonthesefilesandescalatewherenecessary.
TheClientDueDiligenceAssociatewillsupporttheMLROinwideraspectsofKYC,ClientOnboardingandFinancialCrimeprevention,includingAnti-MoneyLaundering(AML),Anti-BriberyandCorruption(ABC),Sanctions,TaxComplianceandCo...