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Risk & Compliance Specialist - Investment Management, Slough
Client: Davies Talent Solutions
Location: Slough, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views:
3
Posted:
26.08.2025
Expiry Date:
10.10.2025
Job Description:
Our client, one of the UK’s largest asset managers with ambitions to double AUM, is looking to appoint an experienced Fund Compliance Specialist in a broad and rewarding role, covering both assurance and advisory activities.
Reporting directly to the Head of Risk & Compliance, the role will support the firm’s wider strategic ambitions, including engaging in the development of new propositions. This is an opportunity to join a dynamic and ambitious firm in a varied Compliance role with exposure to senior stakeholders, both internally and externally.
You will:
* Advise business areas on control improvement actions.
* Provide investment risk and compliance consultancy to key stakeholders.
* Lead second line engagement change initiatives.
* Support the Head of Risk and Compliance in developing and delivering the Compliance Plan.
* Review daily risk measurement checks (e.g., derivative exposures, fund compliance with VaR limits, VaR back-testing overshoots, liquidity thresholds).
* Act as the risk and compliance contact for error and breach identification, resolution, trend analysis, and escalation.
* Liaise with the Depositary to meet regulatory and best practice obligations.
The ideal candidate will have demonstrable compliance experience in the investment management sector, particularly in an ACD business; strong understanding of 2LoD compliance monitoring techniques and regulatory requirements, including investment principles, types, and portfolio liquidity; excellent communication skills, with the ability to influence, facilitate, and negotiate.
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