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We’re looking for an experienced Compliance professional to support our client who are a leading Investment Manager. The successful candidate will form part of the European Product team in a broad advisory role, focused on product governance, regulatory compliance, and conduct. This is a fantastic opportunity to help shape and support a growing product range, including UCITS mutual funds and ETFs.
What you’ll do:
* Advise on compliance and conduct matters across the product lifecycle
* Support product development and fund changes with regulatory input
* Help shape and embed product governance frameworks
* Collaborate with internal stakeholders across Compliance, Legal, and Investments
* Stay ahead of evolving regulatory topics like Consumer Duty, ESG, and Product Disclosure
* Contribute to briefings, training, and board updates
Requirements:
* 3-5 years' experience in asset management compliance
* AIFMD experience
* Strong understanding of UCITS, UK/Ireland product requirements, and fund governance
* Familiarity with PROD, Consumer Duty, SFDR, and Sustainability Disclosures
* Collaborative mindset, commercial thinking, and great communication skills
Seniority level
* Seniority level
Associate
Employment type
* Employment type
Full-time
Job function
* Job function
Other
* Industries
Financial Services and Investment Management
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