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Paraplanner

Handforth
Permanent
Bond Recruitment
Posted: 6 January
Offer description

Bond Recruitment is delighted to be recruiting for an experienced Paraplanner, on behalf of our client, a leading IFA practice in Alderley Edge, Cheshire. The role of the Paraplanner is to support the Financial Planners and other staff when informing and advising Clients on their financial strategies, plans, products and investments. General accountabilities Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times. Comply with the relevant compliance, FTC, T&C, financial crime (anti-money laundering, data security, anti-bribery, fraud and corruption) procedures of the firm at all times. Follow closely the Centralised Investment Proposition (CIP) and other advice guidelines. Follow the Advice Process at all times. Detailed knowledge and understanding of compliance procedures. Liaise with clients in a compliant manner as detailed within the firm’s compliance manual. Keep up-to-date with all relevant product, legislative and technical changes. To provide support to Advisers in completing non-client facing tasks involved in preparing and administrating any recommendations being made to a client Ensure the maintenance and recording of your own personal Continuing Professional Development (CPD) Specific accountabilities To ensure all client files are compliant on an ongoing basis. To collate all quantitative detailed information required to support any recommendation. ...

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