Overview
Compliance Audit Team Leader – The Role: The role of Team Leader Compliance Audit & Remediation Support is to support the Compliance Department and the organisation, in addressing the organisation compliance checks and queries, carrying out due diligence, risk assessments and compliance checks, execution of strategies to prevent money laundering and combating finance terrorism.
Location: Bromley
Salary: Competitive + Benefits
Trust Payments is a global unified payment technology group that was formed in 2019 bringing together technology and financial services into an omnichannel solution. The new business model has enabled Trust Payments to establish itself as a leading Fintech Payments group.
Key Responsibilities
* Assist the Compliance Manager and Chief Compliance Officer in compliance matters
* Oversee end-to-end processes of ongoing Customer Database Data Integrity checks & processes
* Present findings and recommendations to Management with proposed actions and remediation timelines
* Manage the audit and remediation engagements
* Be responsible for management responses to AML audit observations, and track reporting of identified observations
* Engage in regular interactions and meetings with relevant stakeholders to track and update progress
* Carry out monthly sampling checks on previously onboarded/customer reviews (merchants), as determined by the MLRO and Chief Compliance Officer
* Communicate findings to the relevant head of department in a timely manner
* Provide regular updates to the MLRO with reports on findings and remediation status
* Carry out assignments as part of a team, applying knowledge, skills and experience
* Demonstrate understanding of issues and problems raised and propose viable solutions within the acceptable scope
* Maintain knowledge of current practice within the area of experience
* Provide subject matter expertise to strengthen controls design and implementation effectiveness
Qualifications & Requirements
* Degree (or equivalent) or comparable work experience. 1 to 2 years of relevant local experience in a compliance role
* Broad and/or in-depth technical compliance knowledge related to AML/CFT
* Knowledge of regulations and procedures
* Experience in Banking and Financial Services industry; card schemes and other alternative payments is an asset
* Detail-oriented with strong organizational and problem-management skills
* Ability to escalate when appropriate
* Ability to execute responsibilities with minimal supervision; prioritise multiple tasks and meet deadlines
* Clear and concise verbal and written communication; ability to explain complex requirements clearly
* Developing, implementing, promoting and maintaining compliance standards and procedures
* Proficiency in Microsoft Office (Word, Excel, PowerPoint)
* Conscientious, reliable and able to work unsupervised
* Good communication skills and high standard of written/verbal communication
* Attention to detail and diligence; assess potential legal and compliance issues
* Ability to work under pressure to meet tight reporting deadlines
Benefits
* Opportunity to be part of a rapidly scaling and market-leading Fintech business
* Health and Wellbeing ethos including wellness sessions, fitness, nutrition and events; support from qualified mental health first aiders
* Family-friendly enhanced benefits/policies
* Pension, Healthcare, Life Assurance
To submit your CV for this exciting Compliance Audit Team Leader opportunity, please press ‘Apply’ now
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