Job Title: Compliance Officer - Wealth ManagementLocation: Aylesbury, UK Salary - negotiable dependent on experience
Benefits:
* 8% pension
* Group life cover
* 25 days of annual leave plus bank holidays and Christmas closure
* Opportunities for career progression
* Additional benefits to be enhanced as the company grows
About Us: We are representing a rapidly-growing wealth management firm dedicated to providing personalised financial solutions to theirclients. With a focus on integrity, expertise, and client-centric service, they strive to exceed expectations and build lasting relationships.
Job Description: We are seeking an experienced Compliance Officer to join the team as they embark on an exciting phase of growth, including an upcoming acquisition in the next few months. The ideal candidate will have extensive experience in the Financial Planning sector and possess the knowledge and skills necessary to navigate the regulatory landscape with confidence.
Key Responsibilities:
1. Oversee and manage compliance functions, ensuring adherence to regulatory requirements and internal policies.
2. Act as a safe pair of hands in leading the compliance team, with a focus on scalability as the company expands.
3. Collaborate closely with senior management, including sitting on the leadership team alongsid...