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Client:
Coopman Search and Selection | B Corp
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Other
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EU work permit required:
Yes
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Job Views:
4
Posted:
04.06.2025
Expiry Date:
19.07.2025
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Job Description:
Coopman Search and Selection is partnering with a top-tier multi-strat hedge fund with circa $3 billion AUM, seeking to hire a Compliance Officer to work alongside the Head of Compliance and a compliance analyst.
In this role, you will be an experienced member of the Compliance team, supporting the global compliance programme's daily operations.
Key Responsibilities:
* Assist in establishing training and development activities
* Manage the routine compliance monitoring programme
* Conduct market abuse monitoring, including trade reviews
* Research new and emerging legal and regulatory areas
* Maintain compliance registers (personal trading, breaches, errors, incidents, gifts, entertainment)
* Oversee the firm’s restricted lists and sanctions monitoring
* Provide compliance reports to the fund's boards and clients
* Review and approve marketing materials, advise on marketing rules across jurisdictions
* Handle regulatory reporting and staff attestations
Experience Required:
* 4-8 years in financial services, preferably within a hedge fund or asset manager
* Generalist compliance experience
* Solid knowledge of FCA & SEC regulations
* Knowledge of fund structures like UCITS, Cayman, and managed accounts
* High energy, drive for excellence, stamina, and ability to thrive in a fast-paced environment
For a confidential discussion or more information, please contact [emailprotected]
As a Certified B Corporation, we operate differently, focusing on sustainable growth and stakeholder interests. Recognized as a Great Place to Work, we foster professional growth and collaboration.
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