Compliance and Regulatory Specialist
Upto £48,000 per annum
Bromley - Hybrid
Full-Time
Permanent
Leading a team of two you will be operating as part of the second line of defense by providing regulatory technical and compliance oversight and practical guidance to the business. You will play a key role in the delivery of change to meet new and upcoming regulations and the compliance strategic plan.
Your day to day will include:
1. Providing expert and practical regulatory guidance to the business in relation to its products, systems, policies, processes and controls.
2. Acting as the compliance SME on projects, governance committees and meetings.
3. Analyzing and interpreting conduct risk and compliance MI, and sharing insights.
4. Providing support to business areas on how to appropriately resolve any identified compliance issues, including root cause analysis and remediation.
5. Maintaining a deep understanding of UK financial services regulation, and upcoming regulatory changes, producing summaries for all employees and defining next steps<...