THE COMPANY:
Our client is a leading alternative asset management firm, looking to hire a Compliance Manager on a 6 month FTC basis. It’s essential that this person has MCO (MyComplianceOffice) experience.
THE RESPONSIBILITIES:
* Review and update all brokerage accounts in MCO
* Update all brokerage feeds across MCO, identifying and remediating unmatched accounts
* Work with MCO to identify potential new feeds into MCO.
* Undertaking tasks within the KYE area of MCO to identify Conflicts of Interest across the business
* Development of reporting within MCO
* Development of a leavers process within MCO
* Documentation of Central Compliance processes
EXPERIENCE REQUIRED:
* Extensive experience of MCO especially with respect to employee brokerage accounts and broker feeds
* Control Room experience / background preferred
* Experience working in an Investment / Wholesale Bank, PE & Asset Managers with €1bn + AUM or Leveraged Finance organisation.
* 5+ years compliance experience.
* Degree in Law, Finance, Accounting, Economics, Business Admin or similar preferred but relevant experience will also be considered.
* Knowledge/ Experience of European and FCA regulation.
For further information please contact Spencer Evans