Prestigious asset manager with significant AUM seeks an experienced Compliance professional for a twelve month fixed term contract to join its highly regarded compliance function. This role will encompass being a trusted adviser to the business, providing practical, proportionate guidance on regulatory obligations, internal policies, and conduct matters across the firm.
You will work closely with senior stakeholders and project teams, advising on new initiatives, regulatory change, and day‑to‑day compliance queries, while overseeing the delivery of a risk‑based Compliance Monitoring Programme. The role also includes maintaining and enhancing compliance policies and procedures, supporting financial promotions approval, funds‑related compliance work, regulatory reporting, and contributing to compliance training.
This opportunity is well suited to a confident and collaborative compliance professional with strong FCA regulatory knowledge, asset management/wealth management experience, and a genuine interest in partnering with the business to enable compliant, well‑judged decision‑making within a values‑driven investment firm. Hybrid working too.