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Training and Competence Supervisor (Investment Professionals), Bristol
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Client:
Royal Bank of Canada>
Location:
Bristol, United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Reference:
d2f4249a6ec6
Job Views:
9
Posted:
25.08.2025
Expiry Date:
09.10.2025
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Job Description:
Job Summary
Job Description
What is the opportunity?
Wealth Management Europe's existing Training and Competence team has implemented a centralised supervisory structure to create capacity for advisers and enhance adviser performance. The successful candidate will be part of the national supervisory team providing oversight, risk analysis, and developmental support to advisers.
As a Supervisor, you will manage advisers’ ongoing competency under SMCR, conducting observations, 1:1s, coaching, feedback, and data analysis, while escalating risks as needed. The role primarily supports Portfolio Managers, Intermediary Investment Managers, and some regulated employees in our Central investment and Research teams.
This role supports advisors across the UK and Channel Islands, and applicants should be within a commutable distance to an office, with travel across the region expected.
What will you do?
* Supervise those in portfolio management roles, analysts, and research.
* Engage with investment committees to understand strategic asset allocation decisions.
* Collaborate with line managers on performance and risk management, creating development plans to enable improvement.
* Decide on employee competence, following up actions, identifying root causes, and considering systemic changes.
* Build strong relationships, providing expert counsel and fostering a positive culture around adviser development.
* Communicate with stakeholders about adviser performance and behavioral trends.
* Identify and implement development opportunities across the network.
* Proactively manage supervision activities, ensuring regulatory compliance.
* Promote high standards and best practices, supporting accountability and goal setting.
* Analyze MI/Data to identify patterns, investigate root causes, and advise on remedial actions.
* Maintain a continuous improvement mindset, understanding root causes, and mitigating risks.
What do you need to succeed?
* CISI Certificate in Investment Management / IMC or higher qualification.
* Maintain competence as a Supervisor with up-to-date CPD.
* Strong knowledge of investment instruments, asset allocation, portfolio construction, and risk management.
* Experience supervising or managing portfolios, providing technical guidance.
* Understanding of FCA T&C handbook and regulatory environment.
* Ability to apply FCA guidance confidently across situations.
* Strong business awareness and strategic focus.
* Excellent data analysis skills to identify trends and patterns.
* Experience working with other teams (L&D, Risk, Compliance, HR) and high attention to detail.
* Effective communication skills at all organizational levels.
What is in it for you?
* Opportunities for development through coaching and management.
* Work with leading professionals in the field.
* Make a meaningful and lasting impact.
* Be part of a dynamic, collaborative, and high-performing team.
Agency Notice
RBC Group does not accept agency resumés. Please do not forward resumés to employees or other locations. Fees are paid only to agencies with prior agreements. Contact Recruitment for details.
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Job Skills
Business Case Design, Client Counseling, Customer Success, Data Gathering Analysis, Decision Making, Group Problem Solving, Solution Evaluation, Storytelling, Time Management, Training Needs Analysis (TNA)
Additional Job Details
Address: 12 SMITHFIELD STREET, LONDON
City: London
Country: United Kingdom
Work hours/week: 35
Employment Type: Full time
Platform: WEALTH MANAGEMENT
Job Type: Regular
Pay Type: Salaried
Posted Date: 2025-07-30
Application Deadline: 2025-08-31
Note: Applications accepted until 11:59 PM the day before the deadline.
Inclusion and Equal Opportunity Employment
We believe diversity fosters growth. Our policies support a respectful, inclusive workplace that encourages collaboration, innovation, and professional development.
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