Wealth Compliance Analyst or Supervisor
Location: Sunderland, Tyne and Wear, United Kingdom
Client: Meraki Talent
Job Category: Other
EU work permit required: Yes
Job Views: 3
Posted: 31.05.2025
Expiry Date: 15.07.2025
Job Description:
Wealth Compliance Analyst or Supervisor
Location: Sunderland
Type: Permanent
Meraki Talent’s Financial Services client is looking for a Wealth Compliance Analyst or Supervisor to join their team in Sunderland. This is a fantastic opportunity to join an expanding team and play a significant role in the function’s growth and development, with a tangible progression path.
Responsibilities:
* Ensure client files comply with policies and regulatory standards
* Support financial advisors regarding training, competency, and compliance
* Assist with training new hires on compliance processes and standards
* Provide compliance support to the business and advisors
Requirements:
* Strong experience in compliance or audit within the financial services sector
* Excellent stakeholder management and business partnering skills
* Exposure to UK regulations and products
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