Social network you want to login/join with:
Compliance Officer, Bolton, Greater Manchester
Client: JSS Search
Location: Bolton, Greater Manchester, United Kingdom
Job Category: Other
EU work permit required: Yes
Job Views: 1
Posted: 22.08.2025
Expiry Date: 06.10.2025
Job Description:
Compliance Officer role, key information:
* Permanent role paying up to £60k + bonus
* 3 days in 2 from home
* Solid understanding of the regulatory framework, particularly SMCR and ICOBS, and their application within the business.
* Working knowledge of compliance monitoring
Key responsibilities:
* Conduct monitoring in line with the compliance monitoring plan
* Escalate major issues and identify trends to the Compliance Manager or Head of Compliance
* Implement best practice strategies and gain knowledge of office-specific business activities
* Contribute to the development of the Compliance function’s strategy
* Develop Management Information and Business Insights
* Assess the impact of regulatory or market changes
* Horizon scanning for emerging regulatory issues
* Ensure robust procedures to mitigate regulatory risk
* Handle regulatory submissions via Connect, Gabriel, and FCA notifications
* Record breaches and complaints, ensuring proper documentation and corrective actions
Person requirements:
* Understanding of SMCR and ICOBS frameworks
* Knowledge of compliance monitoring
* Ability to develop and implement internal controls and systems
* Relevant compliance experience
* Strong relationship-building skills
* Professional negotiation skills
* Flexibility and adaptability
* Problem-solving skills for complex issues
* Ability to analyze and interpret management data
#J-18808-Ljbffr