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Retail Funds Compliance Manager, london (city of london)
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Client:
Willow Resourcing Limited
Location:
london (city of london), United Kingdom
Job Category:
Other
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EU work permit required:
Yes
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Job Views:
1
Posted:
22.08.2025
Expiry Date:
06.10.2025
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Job Description:
Retail Funds Compliance Manager
Retail Investment FinTech
Location: London (Hybrid – 2 days office, 3 days WFH per week)
How do you fancy working for a FinTech with an amazing reputation – both for the service it provides and the way it treats its staff?
This company has a Glassdoor score of 4.8 – that’s virtually unheard of in the UK. And here’s a snapshot of what staff have had to say about them.
“Amazing place to work with supportive and motivated people”
“Dream company and work culture”
“Great place to learn and be heard”
This innovative FinTech has made headlines for all the right reasons over the last 7 years. It’s been a really exciting journey so far and they’ve got an even more exciting future ahead.
The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. That sort of growth creates opportunities for career development meaning this could be the start of something special for you.
You’ll be the investment compliance subject matter expert for the business, the go to person for any compliance queries related to the firm’s portfolio of investment products, particularly their retail funds.
You’ll develop and deliver an investment oversight framework proportionate to the business and undertake periodic reviews of the firm’s investment product portfolio and processes, ensuring they work as planned and provide feedback on how they can be enhanced.
You’ll possess a detailed knowledge and proven experience of the commercial application of UK regulatory requirements for investment products, particularly funds, and an understanding of MiFID and CASS rules.
You’ll also have extensive experience of overseeing retail funds, monitoring and conducting periodic reviews to ensure they’re working as planned as well as significant experience of providing compliance advice to a business offering retail investment products.
Interested?
Click apply.
Not got an up to date CV?
Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at [emailprotected]. We’ll pick it up from there.
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