Overview
We are a national firm with a strong track record of growth in both size and complexity of work. As part of our ongoing expansion, we are seeking a dedicated Technical Compliance Manager to manage the technical compliance functions, support risk management initiatives, ensure regulatory adherence, and drive continuous improvement in operational standards.
Qualifications
The ideal candidate will be a qualified Accountant/Auditor with experience in an accountancy practice, ideally in a technical or compliance-focused role. Experience working with ICAEW, in a compliance role within a Top 40 accountancy firm is highly desirable.
Key Responsibilities
Compliance Management & Oversight
* Manage and maintain the firm’s compliance framework, ensuring regulatory standards are consistently met.
* Coordinate compliance activity across the firm, including liaising with Responsible Individuals (RIs) and the Compliance team.
* Support the Audit Compliance Partner and Audit Committee with the implementation and monitoring of compliance initiatives.
* Monitor and report on compliance performance and support action planning for any areas of concern.
* Ensure internal stakeholders are kept informed and up to date on compliance expectations and changes.
Technical Advisory & Support
* Provide expert guidance to client-facing partners and managers on audit standards, financial reporting, anti-money laundering, ethics, and conflicts of interest.
* Act as the key point of contact for ICAEW compliance-related queries and correspondence.
Quality Assurance & File Review
* Lead the firm’s cold file review process across all offices, ensuring a consistent and robust approach.
* Conduct hot file reviews and Engagement Quality Reviews (EQRs) in line with professional and internal requirements.
* Identify areas for improvement in working practices and contribute to the development of more efficient and compliant procedures.
Regulatory Compliance & Reporting
* Manage the submission of ICAEW Annual Returns for all regulated entities within the firm.
* Coordinate preparation for ICAEW regulatory visits (audit and non-audit), and support follow-up actions post-visit.
* Stay informed of changes in legislation and regulation, updating policies and procedures as required.
* Oversee and coordinate compliance-related training, including induction programs and ongoing CPD.
* Conduct compliance due diligence as part of acquisition and merger activity.
* Review and update internal policies, ensuring continuous alignment with best practices and regulatory standards.
* Monitor outsourced functions to ensure UK compliance obligations are met.
Skills and Experience
* Qualified Accountant/Auditor (ACA/ACCA or equivalent).
* Experience in a technical or compliance-focused role within an accountancy practice.
* Strong understanding of ICAEW and FRC ethical and regulatory frameworks.
* Experience conducting file reviews and supporting compliance processes.
* Excellent communication skills and the ability to manage relationships across a multi-office structure.
* Experience in a compliance management role within a Top 40 accountancy firm or regulatory body.
* Involvement in acquisition-related compliance due diligence and integration.
* Previous experience in managing or coordinating external regulatory inspections or visits.
Why Join Us
* Play a central role in managing compliance at a national and growing firm.
* Help shape and refine operational compliance processes with the support of senior leadership.
* Collaborate across teams in a culture that values practical, hands-on contribution.
* Enjoy flexible working arrangements that support work-life balance.
* Receive a competitive remuneration and benefits package.
* Competitive package and benefits, including 25 days holiday.
Apply now!
Details
* Seniority level: Not Applicable
* Employment type: Full-time
* Job function: Legal
* Industries: Accounting
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