KeyResponsibilities
1. Liaisewithadviserstounderstandclientobjectivesandgatheranyadditionalinformationrequiredtocompletesuitabilityassessments
2. Reviewfact-finddatatodevelopaclearpictureofeachclientsoverallfinancialposition
3. Investigateclientqueriesthoroughlyandprovideclear,accurateresponses
4. Carryoutcomparativeanalysistosupportwell-informedclientrecommendations
5. Conducttechnicalresearchaspartofreviewingexistingfinancialarrangements
6. Performtaxplanningassessmentswhereappropriate
7. Createandinterpretcashflowmodelstosupportfinancialplanningadvice
8. Prepareclientsuitabilityreportsandcorrespondencewithinagreedtimeframes,ensuringaccuracyandclarity
9. Produceannualreviewreportsandclientcommunicationsinlinewithagreedservicelevels
10. Ensureallclient-relatedworkmeetsregulatorystandardsandissupportedbyappropriatedocumentation
11. AdhereatalltimestotherequirementsoftheFinancialServicesandMarketsAct2000andrelevantFinancialConductAuthority(FCA)rulesandprinciples
12. Supportpositiveclientoutcomesbyfollowinginter...