Meraki Talent are working with a leading global bank to help identify a Senior Manager – Investment Banking, Compliance Oversight.
Do not wait to apply after reading this description a high application volume is expected for this opportunity.
In this role, you will provide day-to-day compliance advisory support to the Investment Banking Division, with particular focus on Equity Capital Markets, Equity Derivatives, UK Investment Banking & Corporate Broking.
You will play a key role in ensuring compliance with regulatory standards, advising senior stakeholders, reviewing new products and transactions, and helping to shape the implementation of compliance policies and frameworks.
Key responsibilities:
* Provide compliance advisory support to Investment Banking teams (Equity Capital Markets, Equity Derivatives, Syndicate, M&A, and Corporate Broking).
* Interpret and apply UK/EU regulatory requirements, including Market Abuse Regulation (MAR), MiFID, and the FCA Handbook.
* Develop, enhance, and monitor compliance policies, procedures, and control frameworks.
* Conduct compliance reviews, monitoring, and testing activities to ensure robust adherence to regulatory standards.
* Review and assess new products, transactions, and initiatives for regulatory implications.
* Build strong relationships with senior stakeholders and act as a trusted advisor on compliance risks.
We are looking for:
* Extensive Compliance experience within an Investment Bank or relevant senior-level experience in a law firm (Equity Capital Markets / M&A focus) or in the Legal/Compliance function of an investment bank.
* Deep knowledge of UK/EU regulations, including MAR, MiFID, and the FCA Handbook.
* Familiarity with the UK Takeover Code, UK Listing Rules, Transparency Rules, and Disclosure Guidance.
* Ability to influence and build relationships with very senior stakeholders.
* Strong problem-solving, analytical, and advisory skills with excellent communication and stakeholder management.