Compliance Manager | London | £65k - £75k
Looking for a role where you’re trusted to own compliance, not just tick boxes? Operating within a respected advisory business wants someone who can lead from the front, shaping process, managing FCA interactions, and driving a culture built on integrity and good client outcomes.
You will:
💡 Oversee compliance across the advice business, acting as the main point of contact for the FCA
💡 Develop and implement policies, monitoring frameworks, and training that keep the business aligned with regulation
💡 Review client documentation, advice files, and marketing materials to ensure suitability and fairness
💡 Provide guidance and coaching to advisers and management, embedding best practice throughout
💡 Lead on submissions, audits, and reporting to keep everything watertight
You’ll get:
🎯 A trusted voice with direct access to senior leadership
🎯 Freedom to shape compliance culture and processes your way
🎯 Hybrid working and a collaborative team that values your input
🎯 Strong salary and benefits package
🎯 A role where your impact genuinely matters
You’ll bring:
✅ Proven compliance experience within financial planning or wider financial services
✅ Solid understanding of FCA rules, monitoring, and T&C frameworks
✅ Excellent communication skills and the confidence to influence at all levels
✅ A proactive, solutions-focused mindset and passion for promoting best practice
✅ High integrity and attention to detail with a genuine drive to do things right
Interested? Drop me a message or email your CV josh.glen@bwd-search.com to talk in confidence.