Compliance Officer Overview An exciting opportunity has arisen to join a well-established Financial Services company in a Compliance Officer position Some Key Responsibilities: Provide risk based 2LoD compliance monitoring in accordance with the Compliance Plan Use knowledge and experience of the regulatory landscape and consumer duty expectations and requirements to provide appropriate challenge and support to the business. Develop and maintain effective working relationships with first line operational management and key stakeholders Work with the rest of the Risk & Compliance team to effectively manage and deliver FCA regulatory visits, requests and thematic reviews to a high standard, enhancing our relationship with the regulator. Experience & Qualifications: Level 4 DipFA Qualified or working towards Previous experience of working in a Compliance role, ideally within Wealth & Investments Up to date knowledge of relevant FCA Handbooks e.g. COBS, T&C, SYSC, ICOB, MCOB up to date knowledge of the regulatory landscape and emerging industry risks