1. Opportunity to lead on Compliance responsibilities across the Group
2. Helping senior management foster the Compliance culture
About Our Client
Our client are a Lloyds of London broker with offices in the city of London and Surrey
Job Description
The Group Compliance Manager - Lloyds of London Broker will be responsible for:
3. Advising on Compliance matters including changes to regulations
4. First line Compliance support
5. Support the external Compliance consultancy where required
6. Development of Annual Compliance Plan
7. Annual SMCR declarations
8. Notification to regulators such as FCA and ICO as required
9. Management of Insurer and MGA TOBAs
10. Overseeing new Insurer/MGA process
The Successful Applicant
The Group Compliance Manager - Lloyds of London Broker should have:* Financial services compliance experience in the insurance industry* Strong working knowledge of FCA regulations, including SYSC, ICO guidelines SMCR and Treating Customers Fairly (TCF) principles * Proven experience in managing compliance activity, including monitoring and reporting processes* Experienced in SMCR, complaints handling, and liaising with regulatory bodies e.g. FCA, ICO* Demonstrated ability to develop, implement and monitor compliance policies, procedures, and controls* Experience in leading on compliance activity and providing guidance to business teams* Demonstrable experience of strong analytical and problem-solving skills
What's on Offer
11. Competitive salary depending on experience.
12. Pension scheme and health benefits.
13. Permanent role with long-term career growth potential.
14. Supportive and professional working environment.